You now have the option to outsource your Compliance and AML Officer function to approved individuals from Licence Guide (South Africa).
According to the Code on Outsourcing of Compliance Function, the compliance officer of a Securities Dealer licensee must be located in South Africa and meet specific requirements.
The Financial Sector Regulation Act (FSCA) of South Africa mandates that all Securities Dealer License applicants and licensees must employ a local, experienced Compliance and Money Laundering Officer or outsource the Compliance function to an approved outsourced service provider recognized by the FSCA.
Our skilled and knowledgeable Compliance Officers have undergone evaluation and approval by the FSCA to offer services related to the Compliance Function to licensees.
